Infrastructure & Support Opportunities
Below is a selection of current opportunities being sourced, however for a confidential discussion on the full range of career opportunities in the market, please contact:
+61 (0)2 8096 9412
AVP/VP Compliance - Financial Markets & Investment Banking - $150 - 210,000
Requirement for an experienced compliance professional with 7+ years of compliance experience in corporate or institutional banking. This role will provide regulatory advice across the full suite of corporate and institutional banking products, including advisory, lending and financial markets. Regulatory interactions and implementation of regulatory change will also fall under the responsibilities of this position.
Compliance and Operational Risk Manager - $negotiable
Opportunity to join a disruptive online startup as a leading compliance and risk professional in Sydney. Role will report directly to the CEO and will be responsible for the ongoing development of the compliance framework whilst adhering to all internal and external regulatory requirements. 5+ years experience in compliance and a strong knowledge and understanding of ASIC regulator and AUSTRAC required.
National Compliance and Quality Assurance Manager - $negotiable
Opportunity for an experienced compliance professional to join a leading credit agency in Sydney. Role will report to the CEO and will be responsible for implementing and maintaining a strong compliance framework whilst adhering to key regulations such as the National Consumer Credit Protection Act and the Privacy Act. Extensive experience in compliance and quality assurance management is required.
Senior Compliance Manager - global bank - 12 month contract role - $ negotiable
Opportunity to join a global bank in Sydney. Role will report to the Head of Regulatory Compliance and will be responsible for leading the implementation and management of all aspects of regulatory compliance across the Retail Banking business. Strong experience and understanding of retail banking, wealth management businesses and consumer finance regulatory requirements, as well as knowledge of the associated control frameworks is required.
Compliance Manager - Commercial Banking - $ negotiable
Opportunity to join a global bank in their regulatory compliance team in Sydney. The role is a key risk management position and will be responsible for providing guidance and oversight on all regulatory matters for commercial banking products including payments, cash management, trade, and receivables finance. Extensive compliance experience within the Australian commercial banking environment is required.
Senior Manager - AML Investigations - $ negotiable
Opportunity to join a leading global bank as an experienced Financial Crime Compliance professional managing a newly established AML Investigations team in Sydney. Role will involve regulatory reporting and enhanced customer due diligence relating to AML/CTF, Sanctions and AB&C risks. Current financial services AML investigations experience and a deep experience with banking products, systems, and regulations is necessary.
Compliance manager - Investment Banking - $ negotiable
Opportunity to join a global investment bank in Sydney on a 12-month contract role within the compliance team. Role will provide regulatory advice across the full suite of corporate and institutional banking products, including advisory, lending and financial markets. Experience in wholesale banking or investment banking regulatory compliance is necessary.
Legal Counsel - Insurance - $150 - 200,000
Opportunity for an experienced in-house lawyer to join a leading global insurance firm. Role will involve a broad range of corporate, M&A, financial services and company secretarial matters. Suitable applicants will be able to demonstrate 6+ years post admission experience, with a minimum of at least 2.5 years working as a corporate in house lawyer. Insurance industry experience is preferred.
Senior Financial Crime Compliance Manager - Global Bank - $180,000+
Senior Financial Crime Compliance role managing local and global AML obligations for an international financial services provider. Role will ensure the global AML program is complimented with all Australian AML regulatory requirements. Candidates must possess 8+ years of AML experience, ideally with experience from a global financial services firm.
Compliance Manager - Funds Management - $110 - 150,000
Senior Funds Management Compliance Role forming part of a small team with a leading global asset manager in Sydney. Role will participate in the evaluation, ongoing development, implementation and maintenance of the firm’s compliance framework.
Compliance Officer - Financial Markets - $100 - 140,000
Opportunity to join the Sydney office of a global securities trading and brokerage firm that provides trading facilities across both listed and OTC traded products. Suitable applicants will demonstrate 3 - 6 years experience in a compliance position with exposure to traded financial markets with a preference for listed equities. Regulatory, financial services, legal or accounting backgrounds will be considered.
Compliance Assurance Officer - Global Investment Bank - $100 - 140,000
Opportunity to join a global investment bank’s compliance team in Sydney. Role will involve a broad range of compliance initiatives in relation to both Australian and global regulations, along with providing a critical assurance function across compliance policies and processes. Audit, risk or compliance experience will be considered.
KYC/Client Onboarding Officer - Global Bank - $80 - 100,000
Opportunity to join an experienced compliance team with a global bank. Role will assist with KYC and client onboarding for the global bank’s Australian client base, with a focus on institutional clients. This role will also work with regional and global counterparts to ensure KYC policies and procedures are robust.
RISK & AUDIT :
Operational Risk Manager - Financial Markets Participant - $110 - 140,000
Opportunity to join a leading financial markets participant as Operational Risk Manager. Role will lead independent risk and compliance based reviews of business areas and processes to ensure that group policies and regulatory standards are being met and provide recommendations or improvements based on such reviews. In depth understanding of financial markets and experience in operational risk or internal audit is necessary.
Operational Risk Manager - Funds Management - $ negotiable
Opportunity to join a leading global asset manager in Sydney. Role will assist the legal, risk and compliance team and will be responsible for leading the implementation and management of an effective enterprise risk management framework. Demonstrated experience in risk management and a sound understanding of the operational risk environment of an asset/funds management business is necessary.
Manager - Internal Audit - Compliance focus - Sydney $110 - 130,000
Australian financial services provider seeking an experienced internal audit, or regulatory compliance specialist to lead independent reviews of group-wide risk management, and compliance frameworks. Suitable applicants will demonstrate experience in areas such as compliance, regulation, conduct risk, culture or operational risk frameworks.
Manager - Internal Audit - Wealth management focus - Sydney $110 - 130,000
Australian financial services provider seeking an experienced Internal Audit Manager. Candidate must hold an accountancy qualification and be able to demonstrate a track record of managing independent reviews of control frameworks, systems, policies and procedures, specifically focusing on wealth/funds management.
Senior Portfolio Risk Analyst - Retail Banking - Global Bank - $90 - 110,000
Opportunity to join the retail banking business within a global bank. Role would work closely with senior management and the analytics team to produce papers, presentations and reports to facilitate the management of the secured/unsecured portfolios. Assist in implementation of credit policy requirements and recommendations from local regulators. 2+ years of credit/risk management in retail banking or financial services is desirable.
Portfolio Risk Analyst - Retail Banking - Global Bank - $75 - 100,000
Opportunity for recent graduate or quantitative analyst in financial services with 1-3 years experience to join a global bank as Portfolio Risk Analyst. Role would work closely with the Portfolio Risk team to produce papers, presentations and reports to facilitate the management of the unsecured portfolio. Providing support for delivery of key risk initiatives such as scorecards, credit policies, risk appetite and audit/regulatory action items will also fall under the responsibilities of this position.